Code: TP-3
Against Hopeless Liberalism:
A Jamesian-Pragmatic Critique of Rorty’s Politics
In his most recent work in political theory, Richard
Rorty has promoted the view that it is the job of the political philosopher
to inspire "social hope" (Rorty 1999) and "national pride" (Rorty 1998a). According to Rorty, political theorists should
tell "inspiring stories" (Rorty 1998a, 3) which "[clear] philosophy out of
the way" and "let the imagination play upon the possibilities of a utopian
future" (Rorty 1999, 239). It is through
inspiration, not argumentation— through study of Whitman and Dewey (Rorty,
1998a, 11) not Thomas Nagel and Ronald Dworkin— that democratic citizens will
come to see themselves as "part of a great human adventure" (Rorty 1999, 239).
In this way, Rorty dismisses the traditional aspirations
of political philosophy. Whereas thinkers
such as Locke, Kant, and the early Rawls sought after philosophical principles
which could provide the theoretical groundwork for a liberal democratic political
order, Rorty insists that liberal democracy "can get along without philosophical
presuppositions" (Rorty 1988, 178), and that "democracies are now in a position
to throw away some of the ladders used in their own construction" (Rorty 1989,
194). On Rorty’s view, we should give
up the idea that democratic politics is "subject to the jurisdiction of a
philosophical tribunal" (Rorty 1989, 196-197); the traditional aspiration
of articulating a philosophical justification for liberal democracy is, according
to Rorty, merely a "distraction" (Rorty 1996, 335).
I aim in the following to develop a Jamesian critique
of Rorty’s politics. More specifically,
I shall subject Rorty’s political
philosophy to the pragmatic maxim as developed by James in essays such as
"Philosophical Conceptions and Practical Results" and "What Pragmatism Means."
With this done, we shall see that Rorty’s liberal ironism is in several
respects unsatisfactory from the pragmatic point of view.
Liberal Democracy Without Foundations
Despite
his varied claims to be involved in a "post-philosophical" project, Rorty’s
liberalism is couched in a more general philosophical perspective which we
may call "political antifoundationalism."
Rorty’s notion of an antifoundationalist political philosophy is best
understood in contrast with his understanding of what it means to be a democratic
foundationalist, so it is with these concepts that I begin.
Believing that "political institutions are no better
than their philosophical foundations" (Rorty 1988, 178), the political foundationalist
seeks a philosophical proof of liberal democracy. The foundationalist
wants an argument which establishes the justice and superiority of democracy
from self-evident or otherwise unavoidable premises. As these premises must be such as to win the
assent of antidemocrats,[1] they must not beg
the question in the democrat’s favor and therefore must appeal to something
beyond existing democratic practices. That is, the case for democracy must begin
from some fact or principle that is external to democracy; foundationalists
typically appeal to supposed facts about "human nature," "rationality," or
"morality" for the needed premises (Rorty 1996, 333).
Foundationalists thus try to establish the justice of
liberal democracy by "driving" antidemocrats "against an argumentative wall"
of unavoidable first principles (Rorty 1989, 53).
The foundationalist suspects that democracy is "enfeebled" unless it
can be shown to follow from such principles (Rorty 1996, 335). The job of the foundationalist philosopher
of democracy, therefore, is to refute antidemocrats by showing that
the proposition ‘democracy is the best form of government’ (or some such proposition)
follows from a set of principles that they implicitly accept.
Rorty insists that the traditional attempt to "ground"
democracy is futile because it is couched in an obsolete and naïve philosophical
paradigm. According to Rorty,
. . . there is no way to beat [e.g.,] totalitarians in
argument by appealing to shared common premises, and no point in pretending
that [e.g.,] a common human nature makes the totalitarians unconsciously hold
such premises. (Rorty 1987, 42)
Rorty further charges that "attempts to ground a practice
on something outside the practice will always be more or less disingenuous"
(Rorty 1996, 333). The lesson we must
learn from the failure of the Enlightenment is that "human beings are historical
all the way through" (Rorty 1988, 176), that there are no external facts about
"human nature," "rationality," or "morality" which supply a foundational premise.
Accordingly, any proposed foundation for democracy will inevitably
be "just a hypostatization of certain selected components" of existing democratic
practice (Rorty 1996, 333-334). Rorty
explains:
To say that a certain course of conduct is more in accord
with human nature or our moral sense, or more rational, than another is just
a fancy way of commending one’s own sense of what is most worth preserving
in our present practices, of commending our own utopian vision of our community.
(Rorty 1996, 334)
According to Rorty, we must abandon the foundationalist
aspiration for a philosophical proof of democracy, and embrace the thoroughgoing
contingency of our language, our selves, and our society (Rorty 1989); we
must give up the idea that democrats need to refute antidemocrats.[2] On the antifoundationalist view, political
philosophy is not the search for foundations, but simply a contest between
different "idealizations" of existing social practices. An idealization of a social practice is a vision
of "the utopian future of our community" which "suck[s] up and concentrate[s]
intuitions about the importance of certain components of our practices" (Rorty
1996, 333). Hence, Rorty describes
the difference between John Rawls’s left-leaning welfare liberalism and Robert
Nozick’s minimalist libertarianism as the "competition between the two men’s
idealizations" of "present practices in the liberal democracies."
On Rorty’s reading, the dispute between Rawls and Nozick comes to nothing
more profound than this: "Rawls’s principles remind us of what we do in our
appellate courts, whereas Nozick’s remind us of what we do in our marketplaces." The difference between the welfare state and
the minimal state, then, is simply "a matter of playing certain of our practices
against others" (Rorty 1996, 333). That
is, there is really nothing like a philosophical dispute going on between
Rawlsians and Nozickians, there is merely a contest among different
prioritizations of our intuitions and practices.
The antifoundationalist democratic philosopher offers
a "circular justification" for his idealization; he "makes one feature of
our culture look good by citing still another," and unabashedly compares our
culture with others "by reference to our own standards" (Rorty 1989, 57). By promoting a particular idealization of his
community, the antifoundationalist does not provide a foundation (albeit a
relativist one) for the practices he idealizes, he is not supplying "philosophical
backup" for those aspects of his community that he most admires. Rather, he is "putting politics first and tailoring
a philosophy to suit" (Rorty 1988, 178).
Hence the priority of democracy to philosophy. The antifoundationalist recognizes that a circular
justification of an "idealization" of democracy is "the only sort of justification
we are going to get" (Rorty 1989, 57). Rorty does not lament this, however. He insists that the purposes of liberal democracy are better
served by the antifoundationalist strategy. Rorty claims that "The search for foundations of democracy" is a
"distraction from debates between competing idealizations of current practices"
(Rorty 1996, 335).
In Rorty’s ideal "post philosophical" and "poeticized"
(Rorty 1989, 53) culture of "postmodernist bourgeois liberalism" (Rorty 1983),
citizens would openly acknowledge the contingency of their liberal democratic
commitments, yet nonetheless "stand unflinchingly" (Rorty 1989, 46) for them. This "unflinching courage" (Rorty 1989, 47) in the face of radical contingency
is the essence of what Rorty calls "liberal ironism."
Criticizing Rorty Pragmatically
Rorty’s many critics have charged that his "ironic" liberalism
is relativist, irrationalist, emotivist, ethnocentric, self-defeating, and
non-progressive.[3] However, Rorty is not bothered by such criticisms;
in response, he simply "goes meta" and insists that such charges will offend
only those who are still practicing the kind of philosophy he has abandoned.
For example, to the charge that his antifoundationalism is irrationalist
and emotivist, Rorty responds that only those who accept an archaic moral
psychology— viz., one that "distinguishes between reason and the passions"—
could make such a charge (Rorty 1996, 334).
Similarly, to the suggestion that his account is ethnocentric, Rorty
responds that it is because "the philosophical tradition has accustomed us
to the idea that anybody who is willing to listen to reason— to hear out all
arguments— can be brought around to the truth" that one worries about "ethnocentrism"
in political philosophy (Rorty 1988, 188). Rorty’s recommendation is to reject
such philosophical fantasies, and any criticism which tacitly employs such
principles may be dismissed as question-begging.
A different strategy is thus required. Since we cannot engage Rorty on the familiar
territory of academic philosophy, where circularity, ethnocentrism, and self-defeatingness
are to be avoided, we must press Rorty on pragmatist grounds; that is, I propose
to apply the Jamesian pragmatic maxim to Rorty’s contention that that democracy
is better served by his antifoundationalist, ironic politics.
As many will remember, the pragmatic maxim, as James
formulates it, enjoins us to "interpret each notion by tracing its respective
practical consequences" (James 1907, 377).[4] Let us then suppose that Rorty’s ironic vision
of a liberal utopia has been widely accepted. The Ronald Dworkins of the world no longer write pieces with serious
titles like "The Foundations of Liberal Equality"; they hence no longer see
their philosophical opponents as misguided and mistaken, but simply enchanted
by different political visions which inspire different idealizations of political
practice. The contest between these
different idealizations is no longer understood as a search for the True or
the Right, but as something like a political campaign: each political theorist
promotes his idealization and tries to inspire his fellow citizens.
I contend that Rorty’s liberal ironism, understood pragmatically, is
in many respects undesirable. Most generally, Rorty’s view is unable to respond
convincingly to contemporary political realities and hence unable to inspire
the kind of social hope and solidarity he aims to invoke.
Idealizations
and Political Realities
Let us begin with a basic point about Rorty’s reduction
of political controversies to contests among differing idealizations.
This picture makes sense only if we restrict our analyses to
congenial disputes between professional academics such as Rawls and Nozick. Rorty’s view breaks down when we consider the more fundamental disputes
which arise outside the academy. Consider,
for example, Stalin’s claim that his brutal regime is democratic "in a higher
sense." Does it make sense to say
that Stalinism is just another idealization of democracy?
The obvious response, one that Rorty endorses (Rorty 1998a, 57-58),
is that Stalinist "democracy" is not democracy at all.
However, it is unclear how Rorty can make the distinction between "real"
democracy and tyranny-disguised-as-democracy while remaining faithful to his
antifoundationalism.
Perhaps Rorty would like to treat Stalin as he would
treat Nietzsche and Loyola. That is,
perhaps he will avoid having to distinguish "real" democracy from tyranny
by simply dismissing Stalin as "mad." Of
course, on Rorty’s view, to call Stalin "mad" is not to issue a psychological
diagnosis, but simply to say that "there is no way to see [him] as [a] fellow
[citizen] of our constitutional democracy"; Rorty thinks Stalin is "crazy"
because "the limits of sanity are set by what we can take seriously."
These limits are, of course, "determined by our upbringing, our historical
situation" (Rorty 1988, 187-188).
While consistent with his antifoundationalism, this admittedly
"ethnocentric" (Rorty 1988, 188) strategy founders once we consider cases
of fellow citizens who promote idealizations of our democracy which
are similar to those proffered by Stalin, or Hitler, or any of Rorty’s other
paradigmatic madmen. Members of white-supremacist
or other racist organizations certainly promote a certain vision of the "utopian
future of our community" (Rorty 1996, 333), a particular image of what is
best in our culture. We cannot treat
racists as "mad" and maintain that "the limits of sanity" are set by
the contingencies of community, for, in this case, the "madmen" are members
of my community; the KKK is as much a part of my liberal inheritance as the
ACLU and the AFL-CIO. Rorty must either introduce some ad hoc qualifications to
the terms "idealization" "ethnocentrism," and "social practice," such that
racists will necessarily not count as "one of us," or he will have to concede
that the modern democratic state is home to persons who promote views that
differ substantially from his own.
Current political realities suggest that we simply cannot
afford to treat philosophical disputes about politics in the way that Rorty
recommends; there is much more at stake in some disputes than "idealizations."
We must face the fact that, in the interests of the kind of open discussion
that is requisite to self-government, a democratic regime allows an extremely
wide variety of political organizations to operate.
Some of these agencies aim to use democracy to undermine democracy. As Seyla Benhabib, among many others, notes,
"in the United States" neofascist organizations "have emerged on a scale unprecedented
since the end of World War II" (Benhabib, 3).
Rorty is surely aware of such threats. However, his antifoundationalism leaves his
political theory impotent to respond; he suggests that, when dealing with
opponents of democracy, we "ask [them] to privatize their projects"
(Rorty 1989, 197). And what shall
we do when they decline? We simply
change the subject or cut the conversation short; Rorty recommends that we
"refuse to argue" with them (Rorty 1988, 190).
Against Rotry’s strategy of non-engagement, Robert Dahl
has urged the following pragmatist consideration:
[L]et us imagine a country with democratic political
institutions in which intellectual elites are in the main convinced that democracy
cannot be justified on reasonable and plausible grounds. The prevailing view among them, let us suppose, is that no intellectually
respectable reasons exist for believing that a democratic system is better
than a nondemocratic alternative. As
long as the political, social, and economic institutions of the country are
performing adequately from the perspective of the general population, perhaps
most people will simply ignore the querulous dissent of their intellectuals;
and political leaders and influential opinion makers may in the main go along
with the generally favorable popular view. But in time of serious crisis-- and all countries
go through time of serious crisis-- those who try to defend democracy will
find the going much harder, while those who promote nondemocratic alternatives
will find it that much easier. (Dahl 1996, 338)
Lest
this kind of reply appear overtly alarmist and exaggerated, we may consider
the growing body of social scientific literature that tells the fascinating
yet disturbing tale of increasing voter ignorance and non-participation, the
breakdown of civic association, the loss of community, and the reduction of
toleration to the "NIMBY" phenomenon.[5] Hence we may cast Dahl’s remarks is a slightly
different light: Rorty’s strategy of dismissing democracy’s enemies rather
than attempting to engage them is likely to strengthen the antidemocratic
forces that are already operative within our society, and thus might even
help to precipitate the kind of crisis that Dahl describes. Here it is important to note that the antidemocratic
forces operative within our society do propose philosophical arguments
in favor of their views, they believe that they have good reasons to
hold the positions they do. Similarly,
politically disengaged and apathetic citizens are not simply "uninspired,"
but often believe that they are justified in ignoring politics, they
typically maintain that political action and engagement are futile.
A philosophy which is resolutely opposed to engaging antidemocrats
and apathetic citizens on their own terms is unable to address these
phenomena and consequently unable to work towards their amelioration.
Conclusion:
Can Social Hope be Ironic?
Insofar as Rorty’s antifoundationalist politics is unable
to confront social forces operative within our society which disable democracy,
Rorty’s proposal for a "post philosophical" and "ironist" approach to liberal
democracy fails the most basic pragmatic test. Rorty may of course elect to reject my reading
of the pragmatic maxim, or dismiss it as yet another bit of the kind of philosophy
he has abandoned. Hence I’d like to
draw this discussion to a close by raising a criticism concerning Rorty’s
idea of social hope which I trust cannot be so easily evaded.
Note that Rorty’s political antifoundationalism places
liberal democracy on a philosophical par with tyranny. Recall that, on Rorty’s view, there is nothing
one can say against tyranny that should count as a good reason for the tyrant
to become a democrat. Rorty further
contends that giving up the Enlightenment illusion that tyrants can somehow
be refuted will improve existing democracies. Once political theorists give up the "distraction" (Rorty 1996,
133) of trying to develop foundations for democracy, they can take up their
proper work of helping to inspire within democratic citizens the social hope
requisite to "achieving" our country.
Of course, the inspired fascination with democracy that
Rorty seeks to cultivate is important; however, as James rightly saw,
an essential component of hope is the confidence that what is hoped for is
in some relevant way worth achieving and better than the other
things that might develop. Yet Rorty’s
antifoundationalism does not allow one to maintain that democracy is in any
relevant sense better than, say, tyranny or oligarchy. Hence Rorty’s
"social hope" must be "ironic"-- we must hope to achieve that which we no
longer can think is worth achieving, we must draw inspiration from
that which we contend is essentially not really inspiring. To put it mildly, this idea of an "ironic" hope seems incoherent,
and Rorty’s liberalism seems literally hopeless.
If there is anything inspiring in the works of Whitman
and Dewey (and I say there is), it is precisely the sense that the visions
of democracy they present are in a non-ironic sense worth trying for
and worth hoping to achieve. This
can be maintained only if one can point to some aspect of democracy which
relevantly distinguishes it from tyranny.
Traditionally, pragmatists have viewed democracy as importantly
different from nondemocratic alternatives. On a traditionally pragmatist view, such as
can be found in James and Dewey, the essence of democracy lies within the
citizens’ willingness to openly and critically engage questions of political
justification, their openness to new possibilities, and their commitment to
experimenting with novel proposals. I
contend that this is an appropriate source of hope, not only because
the processes of open public deliberation can be inspiring, but because a
society committed to continuing and continual experimental political discourse
alone holds the promise of growing even better. The principle that our present activities must be informed by a
careful analysis of their potentialities for improving the future is and always
has been a staple of pragmatist thought.
The conception of democracy as the political manifestation of this
principle is the true gem of pragmatism and the source of a coherent and potent
social hope.
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ENDNOTES
[1] Rorty identifies several such
enemies; e.g., Nietzsche, Loyola (Rorty 1988, 187), racists (Rorty 1996,
335), Nazis, and totalitarians (Rorty 1987, 42).
[2] For Rorty, it is enough to
say of critics of democracy such as Nietzsche and Loyola that they are "mad,"
"crazy" (Rorty 1988, 187); later he advises that democrats simply "refuse
to argue" with them (Rorty 1988, 190).
[3] See for example, Stout, 230;
West 1985; West 1989, 206; Bernstein, 541; Teichman; and McCarthy.
[4] There are significant differences between the James’s formulation
of the principle and that of Charles Peirce which cannot be discussed in
this essay. Note that James himself contends the maxim "should be
expressed more broadly the Mr. Peirce expresses it" (James 1898, 348).
[5] See, for example, Putnam 1995;
Putnam 2000; Elshtain 1995; Page 1996; Barber 1998; Iyengar 1991; Beem 1999;
Sunstein 2001; and the essays collected in Elkin and Soltan, eds. 1999 and
in Pharr and Putman, eds. 2000. "NIMBY"
is the acronym for "not in my backyard"; the point is that whereas toleration
used to be seen as a positive good, it is now understood as a necessary
evil, and the prevailing view is
that "experiments in living" are to be tolerated only for as long as they
can be ignored.